Wednesday, October 2, 2024

A Starter Kit: The Ideal Schwab Account -- October 2, 2024

Personal Finance Course

See also "final advice."

Deal with as few financial institutions as possible; try to limit it to:

  • local bank
  • investment programs offered by employer -- 401(k), TSPs
  • one-stop shopping for everything else: I prefer Schwab -- see below.
  • necessary credit cards

There are three components to a personal finance plan:

  • record keeping
    • an actionable finance plan (planned allocation of income and expenses)
    • monthly expenses: tracking actual expenses
  • cash management (we used to call this "savings and checking accounts")
  • investment plan

Minimize fees / expenses:

  • in today's market, one should be able to find everything one needs without any fees or expenses
  • if you're being charged for something, take another look
  • exceptions
    • annual tax preparation

Leave it to the professionals:

  • I doubt (m)any of us can max out our company retirement programs; individual retirement accounts
  • IRAs: professionally managed
  • only after maxing out these options, then does one begin to think of investing on one's own

Life insurance

  • I took out permanent life insurance (two flavors: whole vs universal; see below) when I was young; turned out to be a great decision but I did it as a way of forced savings/investment
    • however, no one recommends permanent life insurance as an investment vehicle -- so, again for me, it was a way of forced savings (and early forced investment which turned out for the best) -- but not a recommendation in general.
  • not a recommendation but what we did:
  • as parents
    • we insured ourselves to the max we thought reasonable
    • we took out moderately good whole life insurance programs on our children when they were born
      • incredibly inexpensive if bought within first two years of life; premiums don't increase; and option to add insurance later on possible; younger the age when first bought, the lower the premiums, and again, the premiums don't increase;
    • we took out basic, but not great, whole life insurance programs on our grandchildren (for same reasons as above)
  • as young adults, our children and grandchildren have at least basic life insurance;
    • whether to buy more as they grow older is case specific and their choice
    • but for now, not an additional expense
  • whole life vs universal insurance.

Comments

  • IRAs? Establish only Roth IRAs; no traditional IRAs

The Ideal Schwab Account

Two portfolios within same account:

  • cash management portfolio (checking, savings, and record-keeping)
  • investment portfolio

Cash management portfolio

  • a Schwab checking account 
    • Schwab includes a debit card; personal choice: I didn’t activate; won’t use a debit card; 
    • limit $500 for a college student
    • limit $1,000 for most others
  • a money market fund (MMF) sub-account
    • in lieu of a standard savings account
    • a place to "park" money until invested or needed for expenses
  • a bond fund
    • not recommended for cash management
    • optional; I generally prefer not using bonds for cash management
  • an account aggregator 
    • Rocket Money heavily advertises their app to do this
    • an app that links to all outside accounts like  magazine subscriptions, etc, for easier management; 
    • very, very optional; Schwab broker will be able to help;

Investment portfolio with the following sub-accounts:

  • at least one margin account (a typical brokerage account) 
 
    • max: ten individual tickers (stocks) 
    • least important but standard in a Schwab account   
  • ETF sub-accounts: at least the following three; no more than five: link here:
    • SCHD
    • SCHB
    • SCHG
  • a self-directed IRA sub account in which multiple investment vehicles can be placed; 
    • self-directed but professionally managed
    • only Roth IRAs
  • education fund: 529s
  • investment portfolio professionally managed — one of either:
    • Schwab Intelligent Portfolios: 
      • free; minimum: $5,000
    • Schwab Intelligent Portfolios Premium:
      • one-time set-up fee: $300
      • monthly advisory fee: $30 / month

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